Institutions 

Our fiduciary oversight helps organizations manage their investment assets to support multiple missions that provide a tremendous service to our society. 

Endowment & Foundations 

We operate as the trusted partner to non-profits for creative solutions that align with organizational goals, including:

  • Sustainable Investments

  • Spending

  • Governance

Retirement plan sponsors

Employees with financial wellness are more likely to stay with your organization and thrive in their roles. We provide competitive employee retirement benefits options that facilitate employee financial and retirement security, including:

  • 401(K)

  • Defined Benefit

  • Nonqualified Deferred Compensation Plans

We also assist and track employee enrollment and onboarding with service providers and fiduciary oversight

  solutions

Asset Allocation 

Diversification of an investment portfolio across a variety of investment types with different risk and return characteristics

Fee Benchmarking

Periodic assessment of the competitiveness or appropriateness of fees charged by investment managers.

Manager Search & Selection 

Identification of investment managers fitting a particular profile for inclusion in an endowment’s investment strategy.

3(21) & 3(38) Services 

Delivery of ERISA fiduciary risk management services for defined contribution retirement plans.

Fee Benchmarking 

Periodic assessment of the competitiveness or appropriateness of fees charged by investment managers.

Participant Advice 

One-on-one engagement with retirement plan participants to answer their important questions about retirement saving and investing.

Discretionary Investment Management

Management of client investment portfolio assets based upon stated guidelines, goals, and objectives.

Investment & Spending Policy Development

Assistance with the documentation of policies governing portfolio risk, investment selection, ongoing portfolio monitoring, and distributions.

Performance Reporting

Quarterly assessment of investment manager or portfolio returns and risk relative to peer groups and indexes.

Asset Allocation 

Diversification of an investment portfolio across a variety of investment types with different risk and return characteristics.

Investment Menu Design

Identification and structuring of appropriate investment options to be included in a defined contribution plan.

Recordkeeper Search

Process oversight and assistance with identifying and selecting a retirement plan recordkeeper.

The reason the fiduciary process is so important is because one of the largest shortfalls in the management of nonprofits' organizational assets and retirement plan assets is a lack of attention to behavioral finance

Investment & Wealth Institute 

Are you an institution in the underserved $30M and under market?

We welcome the opportunity to assist you with creative solutions for:

Asset Management, Market Investment, 401(k)Plans, Fiduciary Oversight